Alexander Eberhard

Consulting focus/specialization

• AML Transformation & Regulatory Change – Analysis, design and implementation of the requirements of the EU AML Package, including RTS, as well as international AML standards (EU, FATF, USA, UK, UAE, Singapore)
• Target Operating Models – Development and optimisation of governance, policy, monitoring and control frameworks, including group-wide standards as well as outsourcing and nearshoring models
• Regulatory AI & RegTech – Regulatory-compliant integration of AI into compliance and financial crime processes, taking into account governance, traceability and data quality
• Financial Crime Analytics – Data-driven risk analyses, AML risk models and analysis of KYC, customer, transaction and screening data to identify regulatory risks and compliance gaps
• Transaction Monitoring & Regulatory Data – Design, optimisation and validation of risk-based transaction monitoring systems (payments and securities), including processes under Section 24c of the German Banking Act (KWG)
• Sanctions Compliance – Sanctions risk analyses, as well as the design, optimisation and validation of risk-based screening systems and screening strategies

• Compliance Governance – Design and implementation of regulatory compliance frameworks, inventories of legal provisions and risk analyses
• Regulatory Intelligence – Regulatory change management, regulatory sourcing and optimisation of key compliance functions

• Regulatory Assurance – Leading annual, special, focused and internal audit engagements in the areas of AML/AFC and MaRisk
• Independent Validation – ISAE 3000 reporting, GAP analyses and regulatory health checks

Sector focus

• Financial Services Banking
• Financial Services Insurance
• Digital & AI Compliance Solutions

Engagement

• Alexander Eberhard, 2020, Spannungsfeld Know-Your-Customer: Kundenorientierung vs. Einhaltung regulatorische Anforderungen, FCH