We provide a comprehensive range of audit and assurance services in both wealth management and asset management, in particular for private banks, investment management companies and financial service providers. Other focus areas include the audit of capital requirements, internal control systems, licence and software audits as well as assurance reviews of digital processes. We also support you in the implementation of regulatory requirements, the optimisation of accounting processes and the conduct of internal audit reviews. By using digital audit technologies and data-analytic methods, we create transparency, efficiency and robust assurance across complex asset structures.

Our advisory spectrum ranges from audit-related support to the development of regulatory objectives and the design of Target Operating Models (TOM) and IT architectures. We accompany both liquid and alternative investments as well as new investment forms such as crypto-assets – for modern, future-proof portfolio and platform strategies. In doing so, we advise our clients in asset and wealth management strategically and operationally across the entire value chain – from target definition to implementation. This structured approach ensures efficiency, compliance and measurable outcomes.

Key services:

• Development of Target Operating Models (TOM) and process optimisation (front-to-back)
• Regulatory change & governance
• Sourcing, outsourcing and partner strategies (master investment management companies, depositary, administrators)
• Cost & efficiency programmes
• Change & PMO – from roadmap to measurable implementation

We assist with the tax-efficient structuring of funds and companies, regulatory compliance and the implementation of cross-border requirements. Our service portfolio includes, among other things: 

• Investment tax law & fund structures
• Withholding tax optimisation
• Regulatory registration & licences (BaFin, CSSF)
• Contract & outsourcing governance

We digitalise your value chain from front to back – with a focus on current trends in asset management, the depositary and custody area. This includes platform solutions, process automation, data integration, API ecosystems, KYC/AML technologies, cloud solutions and digital fund setups to sustainably increase efficiency, transparency and scalability. Our solutions are based on modular cloud and data architectures in cooperation with leading technology partners. API gateways integrate KYC, AML and portfolio data across system boundaries. 

Key services:

• System and tool selection (OMS/PMS, risk, ESG, reporting, client portals)
• Advice on cloud & API architectures
• Advice on building central data lakes & governance structures
• Process automation & low-code platforms
• AI-supported analyses & predictive models (e.g. compliance, NAV, risk forecasting)

We support the implementation and further development of risk-oriented management models. Our expertise includes MaRisk, internal control systems as well as current methods for risk quantification and stress testing. Furthermore, we address specific issues in asset management – for example portfolio-level risk measurement, liquidity, valuation and operational risks in fund and mandate structures. Our models combine quantitative methods with automated valuation and scenario analyses to identify and manage risks at an early stage. We develop and implement risk-oriented management models and control frameworks aligned with regulatory requirements.

Key services:

• Enterprise and operational risk frameworks
• ICS design & control catalogues
• Valuation, liquidity and market risk models
• Quantitative methods & stress tests
• Digital risk controls & automation

We integrate sustainability strategically and operationally in asset and wealth management – from ESG strategy to data collection. 

Key services:

• Implementation of SFDR, EU Taxonomy and ESG reporting obligations
• Development of data-driven ESG reporting structures
• Validation & data quality assurance
• Preparation for external assurance procedures (non-audit services)

We support investment management companies and asset managers in scaling alternative asset classes. 

Key services:

• ELTIF 2.0 / credit fund setup & operation
• Deal and portfolio monitoring
• Digitalisation of capital calls & distributions
• Valuation governance & waterfall models 

Whether fund structuring, corporate acquisitions or exit preparations – we accompany you with sound expertise through all phases of M&A processes in wealth and asset management. 

Key services:

• M&A advisory: Comprehensive support for mergers and acquisitions, including valuation, sales documentation, identification of buyers and investors and negotiation support.
• Due diligence: Risk analyses of tax positions and other financial aspects in the context of company acquisitions and sales.
• Transaction tax: Tax advice for acquisitions and mergers, tax modelling, drafting of tax clauses and optimisation of the tax structure.
• Post-transaction services: Support with post-acquisition integration and tax optimisation.
• Specialist advisory: Also includes advice on financing, carve-outs, joint ventures and disposals.
• International transactions: Leveraging the global BDO network to support cross-border deals.