Comprehensive expertise for pillar I requirements

At the same time, regulatory reporting involves more than just reporting or checking the submitted reports. Regulatory management also means comprehensively analysing regulatory frameworks, assessing the resulting reporting requirements for the respective institutions, and implementing the necessary systems and processes. With respect to pillar I, we support you in preparing for new regulatory requirements, conducting preliminary studies and impact analyses, developing technical and functional concepts, and implementing them until the final go-live. 

In addition to audit of regulatory aspects as an external auditor or internal audit, our range of services also includes functional design, process optimisation, and technical implementation. Our expertise ranges from small regional institutions and special credit institutions to large banks regulated by the ECB. We guide our clients through the regulatory requirements and guidelines on risk management, regulatory reporting, and compliance that change almost daily. We have extensive, long-standing expertise – from the beginnings of supervisory law in the German Banking Act (KWG) to the current developments in the Capital Requirements Regulation (CRR) and the use of new technologies such as artificial intelligence. 

Within our audit activities, we work with you to ensure compliance with applicable supervisory regulations. We pursue a practical, risk-based approach. We analyse the information available together with you and help you manage the ever-growing challenges posed by supervisory law. Our focus is on the requirements of pillar I (including risk-based minimum capital requirements for credit, market, counterparty, and operational risk) and Pillar III (disclosure requirements). The requirements of pillar II (supervisory review procedures) are analysed, advised on, and reviewed primarily by our team for Risk Management, Credit, Trading and Treasury.